By combining legal, compliance and markets expertise with modern engineering, we solve the problem from every angle — anticipating the hurdles and building solutions that fit how your firm actually works.
Legal, compliance and market knowledge under one roof, so the tool fits the regulation and the trading floor — not just one of them.
Affordable rates with billing available in your local currency, and a model that scales with the firm rather than punishing growth.
Modern NLP and machine learning, built on partnerships with the major cloud providers — and deployable inside your own perimeter.
A group with deep, hands-on experience in regulated markets to guide your rollout and tune the platform to your obligations.
A responsive team and a single point of contact — real help when a regulator, an auditor or an incident can't wait.
From a single desk to a multi-entity group, capture and analysis stay complete and fast as headcount and channels grow.
The same captured record pays back twice — as productivity for the desk, and as reduced risk for the firm. Illustrative outcomes shown; we'll model your own during a demo.
The FCA imposed £52.8m in fines in 2023, and since 2021 the SEC, CFTC and FINRA have together levied over $3.5bn on financial firms specifically for failing to capture and preserve off-channel communications. A complete, analysable communications record is no longer optional.
Show adherence with evidence, not assertions, when it's asked for.
Catch conduct and relationship issues while they're still small.
Reduce the chance of the incident that ends up in the press.
Turn a cost centre into a source of desk productivity.
We'll run a short assessment against your channels and obligations and show you where ChatGuard pays back — on both sides.